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[parent] proof of norm and trace of algebraic number (Proof)
Theorem 1   Let $K$ be a number field and $\alpha \in K$ . The norm $N(\alpha)$ and the trace $T(\alpha)$ of $\alpha$ in the field extension $K/\mathbb{Q}$ both are rational numbers and especially rational integers in the case $\alpha$ is an algebraic integer. If $\beta$ is another element of $K$ , then $N(\alpha\beta) = N(\alpha)N(\beta)$ and $T(\alpha+\beta) = T(\alpha)+T(\beta)$ . If $[K\!:\!\mathbb{Q}] = n$ and $a\in\mathbb{Q}$ , then $N(a) = a^n$ and $T(a) = na$ .

Before proving this theorem, a lemma will be stated and proven.

Lemma   Let $K$ be a number field with $[K\!:\!\mathbb{Q}]=n$ , $\alpha \in K$ such that $[\mathbb{Q}(\alpha)\!:\!\mathbb{Q}]=d$ , and $N^*(\alpha)$ and $T^*(\alpha)$ denote the absolute norm and absolute trace of $\alpha$ , respectively. Then $d$ divides $n$ , $\displaystyle N(\alpha)=(N^*(\alpha))^{\frac{n}{d}},$ and $\displaystyle T(\alpha)=\frac{n}{d}T^*(\alpha)$ .
Proof. Note that $d$ divides $n$ because $n=[K\!:\!\mathbb{Q}]=[K\!:\!\mathbb{Q}(\alpha)][\mathbb{Q}(\alpha)\!:\!\mathbb{Q}]=[K\!:\!\mathbb{Q}(\alpha)]d$ .

Note also that each of the $d$ embeddings of $\mathbb{Q}(\alpha)$ into $\mathbb{C}$ extends to exactly $\displaystyle \frac{n}{d}$ embeddings of $K$ into $\mathbb{C}$ . Thus,

\begin{displaymath} % latex2html id marker 304 \begin{array}{ll} \displaystyle N... ...le =\left(N^*(\alpha) \right)^{\frac{n}{d}} \ \ \end{array}\end{displaymath}

and

\begin{displaymath} % latex2html id marker 306 \begin{array}{ll} \ \displaysty... ...) \ \ & \displaystyle =\frac{n}{d} T^*(\alpha). \end{array}\end{displaymath}

$ \qedsymbol$

Now, the above theorem will be proven.

Proof of theorem 1. Let $f(x) \in \mathbb{Q}[x]$ be the minimal polynomial for $\alpha$ over $\mathbb{Q}$ . Then $\operatorname{deg} f=d$ , where $d$ is as in the previous lemma. Note that $|N^*(\alpha)|$ is equal to the absolute value of the constant term of $f$ and that $T^*(\alpha)$ is equal to the opposite of the coefficient of $x^{d-1}$ of $f$ . Thus, $N^*(\alpha), T^*(\alpha) \in \mathbb{Q}$ . Therefore, $\displaystyle N(\alpha)=(N^*(\alpha))^{\frac{n}{d}} \in \mathbb{Q}$ and $\displaystyle T(\alpha)=\frac{n}{d}T^*(\alpha) \in \mathbb{Q}$ . Moreover, if $\alpha$ is an algebraic integer, then $f(x) \in \mathbb{Z}[x]$ , $N^*(\alpha), T^*(\alpha) \in \mathbb{Z}$ , $\displaystyle N(\alpha)=(N^*(\alpha))^{\frac{n}{d}} \in \mathbb{Z}$ , and $\displaystyle T(\alpha)=\frac{n}{d}T^*(\alpha) \in \mathbb{Z}$ .

If $a \in \mathbb{Q}$ , then $d=1$ , $N(a)=(N^*(a))^n=a^n$ , and $T(a)=nT^*(a)=na$ .

Finally, if $\alpha, \beta \in K$ , then

\begin{displaymath} % latex2html id marker 308 \begin{array}{ll} \displaystyle N... ... \ \ & \displaystyle =N(\alpha)N(\beta) \ \ \end{array}\end{displaymath}

and

\begin{displaymath} % latex2html id marker 310 \begin{array}{ll} \ \displaysty... ...\beta) \ \ & \displaystyle =T(\alpha)+T(\beta). \end{array}\end{displaymath}

$\qedsymbol$

Theorem 2   An algebraic integer $\varepsilon$ is a unit if and only if its absolute norm $N^*(\varepsilon)=\pm 1,$ . Thus, the constant term in the minimal polynomial of an algebraic unit is always $\pm 1$ .
Proof. Let $K=\mathbb{Q}(\varepsilon)$ . Since $\varepsilon$ is an algebraic integer, $d=[K\!:\!\mathbb{Q}]$ is finite. Let $\mathcal{O}_K$ denote the ring of integers of $K$ .

If $N^*(\varepsilon) = \pm 1$ , then let $f(x) \in \mathbb{Z}[x]$ be the minimal polynomial of $\varepsilon$ over $\mathbb{Q}$ . Let $a_1, \cdots , a_{d-1} \in \mathbb{Z}$ such that $\displaystyle f(x)=x^d+\sum_{j=1}^{d-1} a_j x^j \pm 1$ . Then $\displaystyle 0=f(\varepsilon)=\varepsilon^d+\sum_{j=1}^{d-1} a_j \varepsilon^j \pm 1$ . Thus, $\displaystyle \varepsilon \left( \varepsilon^{d-1}+\sum_{j=1}^{d-1} a_j \varepsilon^{j-1} \right) = \pm 1$ . Since $\displaystyle \varepsilon^{d-1}+\sum_{j=1}^{d-1} a_j \varepsilon^{j-1} \in \mathcal{O}_K$ , it follows that $\varepsilon$ is a unit in $\mathcal{O}_K$ .

Conversely, let $\varepsilon$ be a unit in $\mathcal{O}_K$ . Let $\upsilon \in \mathcal{O}_K$ with $\varepsilon \upsilon = 1$ . Since $N^*(\varepsilon) N^*(\upsilon) = N^*(\varepsilon \upsilon)=N^*(1)=1$ and $N^*(\varepsilon), N^*(\upsilon) \in \mathbb{Z}$ , it follows that $N^*(\varepsilon) = \pm 1$ . $ \qedsymbol$

Bibliography

1
Marcus, Daniel A. Number Fields. New York: Springer-Verlag, 1977.




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Cross-references: conversely, ring of integers, finite, algebraic unit, unit, coefficient, opposite, constant term, absolute value, minimal polynomial, proof, embeddings, divides, theorem, algebraic integer, rational integers, rational numbers, field extension, trace, norm, number field

This is version 24 of proof of norm and trace of algebraic number, born on 2006-06-10, modified 2008-02-26.
Object id is 7998, canonical name is ProofOfNormAndTraceOfAlgebraicNumber.
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AMS MSC11R04 (Number theory :: Algebraic number theory: global fields :: Algebraic numbers; rings of algebraic integers)

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TeX problem by Wkbj79 on 2006-10-09 05:46:26
In the middle of this entry, I have the code:

\begin{proof}[Proof of theorem 1]

According to the PM Content and Style Guide, this is supposed to make "Proof of theorem 1." appear italicized, which is what I want. Instead, what is appearing is "Proof." italicized, then "[Proof of theorem 1]". How do I fix this?
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