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[parent] e is transcendental (Theorem)
Theorem 1   Napier's constant $e$ is transcendental.

This theorem was first proved by Hermite in 1873. The below proof is near the one given by Hurwitz. We at first derive a couple of auxiliary results.

Let $f(x)$ be any polynomial of degree $\mu$ and $F(x)$ the sum of its derivatives,

$\displaystyle F(x) := f(x)+f'(x)+f''(x)+\ldots+f^{(\mu)}(x).$ (1)

consider the product $\Phi(x) := e^{-x}F(x)$ . The derivative of this is simply $$\Phi'(x) \equiv e^{-x}(F'(x)-F(x)) \equiv -e^{-x}f(x).$$ Applying the mean value theorem to the function $\Phi$ on the interval with end points 0 and $x$ gives $$\Phi(x)-\Phi(0) = e^{-x}F(x)-F(0) = \Phi'(\xi)x = -e^{-\xi}f(\xi)x,$$ which implies that $F(0) = e^{-x}F(x)+e^{-\xi}f(\xi)x$ . Thus we obtain the

Lemma 1. $F(0)e^x = F(x)+xe^{x-\xi}f(\xi)$     ($\xi$ is between 0 and $x$ )

When the polynomial $f(x)$ is expanded by the powers of $x\!-\!a$ , one gets $$f(x) \equiv f(a)+f'(a)(x\!-\!a)+f''(a)\frac{(x\!-\!a)^2}{2!}+\ldots+ f^{(\mu)}(a)\frac{(x\!-\!a)^{\mu}}{\mu!};$$ comparing this with (1) one gets the

Lemma 2. The value $F(a)$ is obtained so that the polynomial $f(x)$ is expanded by the powers of $x\!-\!a$ and in this expansion the powers $x\!-\!a$ , $(x\!-\!a)^2$ , ..., $(x\!-\!a)^{\mu}$ are replaced respectively by the numbers 1!, 2!,...,$\mu!$ .

Now we begin the proof of the theorem. We have to show that there cannot be any equation

$\displaystyle c_0+c_1e+c_2e^2+\ldots+c_ne^n = 0$ (2)

with integer coefficients $c_i$ and at least one of them distinct from zero. The proof is indirect. Let's assume the contrary. We can presume that $c_0 \neq 0$ .

For any positive integer $\nu$ , lemma 1 gives

$\displaystyle F(0)e^{\nu} = F(\nu)+\nu e^{\nu-\xi_{\nu}}f(\xi_{\nu}) \quad(0 < \xi_{\nu} < \nu).$ (3)

By virtue of this, one may write (2), multiplied by $F(0)$ , as
$\displaystyle c_0F(0)\!+\!c_1F(1)\!+\!c_2F(2)\!+\!\ldots\!+\!c_nF(n) = -[c_1e^{1-\xi_1}f(\xi_1)\!+\!2c_2e^{2-\xi_2}f(\xi_2)\!+\ldots+nc_ne^{n-\xi_n}f(\xi_n)].$ (4)

We shall show that the polynomial $f(x)$ can be chosen such that the left side of (4) is a non-zero integer whereas the right side has absolute value less than 1.

We choose

$\displaystyle f(x) := \frac{x^{p-1}}{(p-1)!}[(x\!-\!1)(x\!-\!2)\cdots(x\!-\!n)]^p,$ (5)

where $p$ is a positive prime number on which we later shall set certain conditions. We must determine the corresponding values $F(0)$ , $F(1)$ , ..., $F(n)$ .

For determining $F(0)$ we need, according to lemma 2, to expand $f(x)$ by the powers of $x$ , getting $$f(x) = \frac{1}{(p\!-\!1)!}[(-1)^{np}n!^px^{p-1}+A_1x^p+A_2x^p+1+\ldots]$$ where $A_1,\,A_2,\,\ldots$ are integers, and to replace the powers $x^{p-1}$ , $x^p$ , $x^{p+1}$ , ... with the numbers $(p\!-\!1)!$ , $p!$ , $(p\!+\!1)!$ , ... We then get the expression $$F(0) = \frac{1}{(p\!-\!1)!}[(-1)^{np}n!^p(p\!-\!1)!+A_1p! +A_2(p\!+\!1)!+\ldots] = (-1)^{np}n!^p+pK_0,$$ in which $K_0$ is an integer.

We now set for the prime $p$ the condition $p > n$ . Then, $n!$ is not divisible by $p$ , neither is the former addend $(-1)^{np}n!^p$ . On the other hand, the latter addend $pK_0$ is divisible by $p$ . Therefore:
($\alpha$ )    $F(0)$ is a non-zero integer not divisible by $p$ .

For determining $F(1)$ , $F(2)$ , ..., $F(n)$ we expand the polynomial $f(x)$ by the powers of $x\!-\!\nu$ , putting $x := \nu\!+\!(x\!-\!\nu)$ . Because $f(x)$ contains the factor $(x\!-\!\nu)^p$ , we obtain an expansion of the form $$f(x) = \frac{1}{(p\!-\!1)!}[B_p(x\!-\!\nu)^p+B_{p+1}(x\!-\!\nu)^{p+1}+\ldots],$$ where the $B_i$ 's are integers. Using the lemma 2 then gives the result $$F(\nu) = \frac{1}{(p\!-\!1)!}[p!B_p+(p\!+\!1)!B_{p+1}+\ldots] = pK_{\nu},$$ with $K_{\nu}$ a certain integer. Thus:
($\beta$ )    $F(1)$ , $F(2)$ , ..., $F(n)$ are integers all divisible by $p$ .

So, the left hand side of (4) is an integer having the form $c_0F(0)+pK$ with $K$ an integer. The factor $F(0)$ of the first addend is by ($\alpha$ ) indivisible by $p$ . If we set for the prime $p$ a new requirement $p > |c_0|$ , then also the factor $c_0$ is indivisible by $p$ , and thus likewise the whole addend $c_0F(0)$ . We conclude that the sum is not divisible by $p$ and therefore:
($\gamma$ )    If $p$ in (5) is a prime number greater than $n$ and $|c_0|$ , then the left side of (4) is a non-zero integer.

We then examine the right hand side of (4). Because the numbers $\xi_1$ , ..., $\xi_n$ all are positive (cf. (3)), so the exponential factors $e^{1-\xi_1}$ , ..., $e^{n-\xi_n}$ all are $< e^n$ . If $0 < x < n$ , then in the polynomial (5) the factors $x$ , $x\!-\!1$ , ..., $x\!-\!n$ all have the absolute value less than $n$ and thus $$|f(x)| < \frac{1}{(p\!-\!1)!}n^{p-1}(n^n)^p = n^n\cdot\frac{(n^{n+1})^{p-1}}{(p\!-\!1)!}.$$ Because $\xi_1$ , ..., $\xi_n$ all are between 0 and $n$ (cf. (3)), we especially have $$|f(\xi_{\nu})| < n^n\cdot\frac{(n^{n+1})^{p-1}}{(p\!-\!1)!} \quad\forall \,\nu = 1,\,2,\,\ldots,\,n.$$ If we denote by $c$ the greatest of the numbers $|c_0|$ , $|c_1|$ , ..., $|c_n|$ , then the right hand side of (4) has the absolute value less than $$(1\!+\!2\!+\!\ldots\!+\!n)ce^nn^n\cdot\frac{(n^{n+1})^{p-1}}{(p\!-\!1)!} = \frac{n(n\!+\!1)}{2}c(en)^n\cdot\frac{(n^{n+1})^{p-1}}{(p\!-\!1)!}.$$ But the limit of $\frac{(n^{n+1})^{p-1}}{(p\!-\!1)!}$ is 0 as $p\to\infty$ , and therefore the above expression is less than 1 as soon as $p$ exeeds some number $p_0$ .

If we determine the polynomial $f(x)$ from the equation (5) such that the prime $p$ is greater than the greatest of the numbers $n$ , $|c_0|$ and $p_0$ (which is possible since there are infinitely many prime numbers), then the left side of (4) is a non-zero integer and thus $\geqq 1$ , whereas the right side having the absolute value $< 1$ . The contradiction proves that the theorem is right.

Bibliography

1
ERNST LINDELÖF: Differentiali- ja integralilasku ja sen sovellutukset I. WSOY, Helsinki (1950).




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See Also: natural log base, fundamental theorem of transcendence, Lindemann-Weierstrass theorem, e is not a quadratic irrational, $e^r$ is irrational for $r\in\mathbb{Q}\setminus\{0\}$, example of Taylor polynomials for the exponential function, proof that e is not a natural number

Other names:  $e$ is transcendental, transcendence of e

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Cross-references: contradiction, limit, right, factor, divisible, expression, expand, prime number, absolute value, positive, coefficients, integer, equation, numbers, expanded, implies, end points, interval, function, product, derivatives, sum, polynomial, near, proof, theorem, transcendental, Napier's constant
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This is version 36 of e is transcendental, born on 2005-04-04, modified 2008-01-17.
Object id is 6929, canonical name is EIsTranscendental.
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Classification:
AMS MSC11J81 (Number theory :: Diophantine approximation, transcendental number theory :: Transcendence )
 11J82 (Number theory :: Diophantine approximation, transcendental number theory :: Measures of irrationality and of transcendence)
 26C05 (Real functions :: Polynomials, rational functions :: Polynomials: analytic properties, etc.)

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