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[parent] proof that forcing notions are equivalent to their composition (Proof)

This is a long and complicated proof, the more so because the meaning of $Q$ shifts depending on what generic subset of $P$ is being used. It is therefore broken into a number of steps. The core of the proof is to prove that, given any generic subset $G$ of $P$ and a generic subset $H$ of $\hat{Q}[G]$ there is a corresponding generic subset $G*H$ of $P*Q$ such that $\mathfrak{M}[G][H]=\mathfrak{M}[G*H]$ , and conversely, given any generic subset $G$ of $P*Q$ we can find some generic $G_P$ of $P$ and a generic $G_Q$ of $\hat{Q}[G_P]$ such that $\mathfrak{M}[G_P][G_Q]=\mathfrak{M}[G]$ .

We do this by constructing functions using operations which can be performed within the forced universes so that, for example, since $\mathfrak{M}[G][H]$ has both $G$ and $H$ , $G*H$ can be calculated, proving that it contains $\mathfrak{M}[G*H]$ . To ensure equality, we will also have to ensure that our operations are inverses; that is, given $G$ , $G_P*G_H=G$ and given $G$ and $H$ , $(G*H)_P=P$ and $(G*H)_Q=H$ .

The remainder of the proof merely defines the precise operations, proves that they give generic sets, and proves that they are inverses.

Before beginning, we prove a lemma which comes up several times:

Lemma: If $G$ is generic in $P$ and $D$ is dense above some $p\in G$ then $G\cap D\neq\emptyset$

Let $D^\prime=\{p^\prime\in P\mid p^\prime\in D \vee p^\prime{ is incompatible with }p\}$ . This is dense, since if $p_0\in P$ then either $p_0$ is incompatible with $p$ , in which case $p_0\in D^\prime$ , or there is some $p_1$ such that $p_1\leq p,p_0$ , and therefore there is some $p_2\leq p_1$ such that $p_2\in D$ , and therefore $p_2\leq p_0$ . So $G$ intersects $D^\prime$ . But since a generic set is directed, no two elements are incompatible, so $G$ must contain an element of $D^\prime$ which is not incompatible with $p$ , so it must contain an element of $D$ .

$G*H$ is a generic filter

First, given generic subsets $G$ and $H$ of $P$ and $\hat{Q}[G]$ , we can define:

$$G*H=\{\langle p,\hat{q}\rangle\mid p\in G \wedge \hat{q}[G]\in H\}$$

$G*H$ is closed

Let $\langle p_1,\hat{q}_1\rangle\in G*H$ and let $\langle p_1,\hat{q}_1\rangle\leq\langle p_2,\hat{q}_2\rangle$ . Then we can conclude $p_1\in G$ , $p_1\leq p_2$ , $\hat{q}_1[G]\in H$ , and $p_1\Vdash \hat{q}_1\leq\hat{q}_2$ , so $p_2\in G$ (since $G$ is closed) and $\hat{q}_2[G]\in H$ since $p_1\in G$ and $p_1$ forces both $\hat{q}_1\leq\hat{q}_2$ and that $H$ is downward closed. So $\langle p_2,\hat{q}_2\rangle\in G*H$ .

$G*H$ is directed

Suppose $\langle p_1,\hat{q}_1\rangle,\langle p_1,\hat{q}_1\rangle\in G*H$ . So $p_1,p_2\in G$ , and since $G$ is directed, there is some $p_3\leq p_1,p_2$ . Since $\hat{q}_1[G],\hat{q}_2[G]\in H$ and $H$ is directed, there is some $\hat{q}_3[G]\leq\hat{q}_1[G],\hat{q}_2[G]$ . Therefore there is some $p_4\leq p_3$ , $p_4\in G$ , such that $p_4\Vdash \hat{q}_3\leq \hat{q}_1,\hat{q}_2$ , so $\langle p_4,\hat{q}_3\rangle\leq\langle p_1,\hat{q}_1\rangle,\langle p_1,\hat{q}_1\rangle$ and $\langle p_4,\hat{q}_3\rangle\in G*H$ .

$G*H$ is generic

Suppose $D$ is a dense subset of $P*\hat{Q}$ . We can project it into a dense subset of $Q$ using $G$ :

$$D_Q=\{\hat{q}[G]\mid \langle p,\hat{q}\rangle\in D\} \text{ for some }p\in G$$

Lemma: $D_Q$ is dense in $\hat{Q}[G]$

Given any $\hat{q}_0\in \hat{Q}$ , take any $p_0\in G$ . Then we can define yet another dense subset, this one in $G$ :

$$D_{\hat{q}_0}=\{p\mid p\leq p_0 \wedge p\Vdash \hat{q}\leq \hat{q}_0 \wedge \langle p,\hat{q}\rangle\in D\} \text{ for some }\hat{q}\in\hat{Q}$$

Lemma: $D_{\hat{q}_0}$ is dense above $p_0$ in $P$

Take any $p\in P$ such that $p\leq p_0$ . Then, since $D$ is dense in $P*\hat{Q}$ , we have some $\langle p_1,\hat{q}_1\rangle\leq \langle p,\hat{q}_0\rangle$ such that $\langle p_1,\hat{q}_1\rangle\in D$ . Then by definition $p_1\leq p$ and $p_1\in D_{\hat{q}_0}$ .


From this lemma, we can conclude that there is some $p_1\leq p_0$ such that $p_1\in G\cap D_{\hat{q}_0}$ , and therefore some $\hat{q}_1$ such that $p_1\Vdash \hat{q}_1\leq\hat{q}_0$ where $\langle p_1,\hat{q}_1\rangle\in D$ . So $D_Q$ is indeed dense in $\hat{Q}[G]$ .


Since $D_Q$ is dense in $\hat{Q}[G]$ , there is some $\hat{q}$ such that $\hat{q}[G]\in D_Q\cap H$ , and so some $p\in G$ such that $\langle p,\hat{q}\rangle\in D$ . But since $p\in G$ and $\hat{q}\in H$ , $\langle p,\hat{q}\rangle\in G*H$ , so $G*H$ is indeed generic.

$G_P$ is a generic filter

Given some generic subset $G$ of $P*\hat{Q}$ , let:

$$G_P=\{p\in P\mid p^\prime\leq p \wedge \langle p^\prime,\hat{q}\rangle\in G\} \text{ for some }p^\prime\in P\text{ and some }\hat{q}\in Q$$

$G_P$ is closed

Take any $p_1\in G_P$ and any $p_2$ such that $p_1\leq p_2$ . Then there is some $p^\prime\leq p_1$ satisfying the definition of $G_P$ , and also $p^\prime\leq p_2$ , so $p_2\in G_P$ .

$G_P$ is directed

Consider $p_1,p_2\in G_P$ . Then there is some $p^\prime_1$ and some $\hat{q}_1$ such that $\langle p^\prime_1,\hat{q}_1\rangle\in G$ and some $p^\prime_2$ and some $\hat{q}_2$ such that $\langle p^\prime_2,\hat{q}_2\rangle\in G$ . Since $G$ is directed, there is some $\langle p_3,\hat{q}_3\rangle\in G$ such that $\langle p_3,\hat{q}_3\rangle\leq \langle p^\prime_1,\hat{q}_1\rangle,\langle p^\prime_2,\hat{q}_2\rangle$ , and therefore $p_3\in G_P$ , $p_3\leq p_1,p_2$ .

$G_P$ is generic

Let $D$ be a dense subset of $P$ . Then $D^\prime=\{\langle p,\hat{q}\rangle\mid p\in D\}$ . Clearly this is dense, since if $\langle p,\hat{q}\rangle\in P*\hat{Q}$ then there is some $p^\prime\leq p$ such that $p^\prime\in D$ , so $\langle p^\prime, \hat{q}\rangle\in D^\prime$ and $\langle p^\prime,\hat{q}\rangle\leq\langle p,\hat{q}\rangle$ . So there is some $\langle p,\hat{q}\rangle\in D^\prime\cap G$ , and therefore $p\in D\cap G_P$ . So $G_P$ is generic.

$G_Q$ is a generic filter

Given a generic subset $G\subseteq P*\hat{Q}$ , define:

$$G_Q=\{\hat{q}[G_P]\mid \langle p,\hat{q}\rangle\in G\} \text{ for some }p\in P$$

(Notice that $G_Q$ is dependant on $G_P$ , and is a subset of $\hat{Q}[G_P]$ , that is, the forcing notion inside $\mathfrak{M}[G_P]$ , as opposed to the set of names $Q$ which we've been primarily working with.)

$G_Q$ is closed

Suppose $\hat{q}_1[G_P]\in G_Q$ and $\hat{q}_1[G_P]\leq\hat{q}_2[G_P]$ . Then there is some $p_1\in G_P$ such that $p_1\Vdash\hat{q}_1\leq\hat{q}_2$ . Since $p_1\in G_P$ , there is some $p_2\leq p_1$ such that for some $\hat{q}_3$ , $\langle p_2,\hat{q}_3\rangle\in G$ . By the definition of $G_Q$ , there is some $p_3$ such that $\langle p_3,\hat{q}_1\rangle\in G$ , and since $G$ is directed, there is some $\langle p_4,\hat{q}_4\rangle\in G$ and $\langle p_4,\hat{q}_4\rangle\leq \langle p_3,\hat{q}_1\rangle,\langle p_2,\hat{q}_3\rangle$ . Since $G$ is closed and $\langle p_4,\hat{q}_4\rangle\leq\langle p_4,\hat{q}_2\rangle$ , we have $\hat{q}_2[G_P]\in G_Q$ .

$G_Q$ is directed

Suppose $\hat{q}_1[G_P],\hat{q}_2[G_P]\in G_Q$ . Then for some $p_1,p_2$ , $\langle p_1,\hat{q}_1\rangle,\langle p_2,\hat{q}_2\rangle\in G$ , and since $G$ is directed, there is some $\langle p_3,\hat{q}_3\rangle\in G$ such that $\langle p_3,\hat{q}_3\rangle\leq \langle p_1,\hat{q}_1\rangle,\langle p_2,\hat{q}_2\rangle$ . Then $\hat{q}_3[G_P]\in G_Q$ and since $p_3\in G$ and $p_3\Vdash \hat{q}_3\leq \hat{q}_1,\hat{q}_2$ , we have $\hat{q}_3[G_P]\leq\hat{q}_1[G_P],\hat{q}_2[G_P]$ .

$G_Q$ is generic

Let $D$ be a dense subset of $Q[G_P]$ (in $\mathfrak{M}[G_P]$ ). Let $\hat{D}$ be a $P$ -name for $D$ , and let $p_1\in G_P$ be a such that $p_1\Vdash \hat{D} $ is dense. By the definition of $G_P$ , there is some $p_2\leq p_1$ such that $\langle p_2,\hat{q}_2\rangle\in G$ for some $q_2$ . Then $D^\prime=\{\langle p,\hat{q}\rangle\mid p\Vdash \hat{q}\in D \wedge p\leq p_2\}$ .

Lemma: $D^\prime$ is dense (in $G$ ) above $\langle p_2,\hat{q}_2\rangle$

Take any $\langle p,\hat{q}\rangle\in P*Q$ such that $\langle p,\hat{q}\rangle\leq \langle p_2,\hat{q}_2\rangle$ . Then $p\Vdash \hat{D} $ is dense, and therefore there is some $\hat{q}_3$ such that $p\Vdash \hat{q}_3\in\hat{D}$ and $p\Vdash \hat{q}_3\leq\hat{q}$ . So $\langle p,\hat{q}_3\rangle\leq\langle p,\hat{q}\rangle$ and $\langle p,\hat{q}_3\rangle\in D^\prime$ .


Take any $\langle p_3,\hat{q}_3\rangle\in D^\prime\cap G$ . Then $p_3\in G_P$ , so $\hat{q}_3\in D$ , and by the definition of $G_Q$ , $\hat{q}_3\in G_Q$ .

$G_P*G_Q=G$

If $G$ is a generic subset of $P*Q$ , observe that:

$$G_P*G_Q=\{\langle p,\hat{q}\rangle\mid p^\prime\leq p \wedge \langle p^\prime,\hat{q}^\prime\rangle\in G \wedge \langle p_0,\hat{q}\rangle\in G\} \text{ for some }p^\prime,\hat{q}^\prime,p_0$$

If $\langle p,\hat{q}\rangle\in G$ then obviously this holds, so $G\subseteq G_P*G_Q$ . Conversely, if $\langle p,\hat{q}\rangle\in G_P*G_Q$ then there exist $p^\prime,\hat{q}^\prime$ and $p_0$ such that $\langle p^\prime,\hat{q}^\prime\rangle,\langle p_0,\hat{q}\rangle\in G$ , and since $G$ is directed, some $\langle p_1,\hat{q_1}\rangle\in G$ such that $\langle p_1,\hat{q}_1\rangle\leq\langle p^\prime,\hat{q}^\prime\rangle,\langle p_0,\hat{q}\rangle$ . But then $p_1\leq p$ and $p_1\Vdash \hat{q}_1\leq\hat{q}$ , and since $G$ is closed, $\langle p,\hat{q}\rangle\in G$ .

$(G*H)_P=G$

Assume that $G$ is generic in $P$ and $H$ is generic in $Q[G]$ .

Suppose $p\in (G*H)_P$ . Then there is some $p^\prime\in P$ and some $\hat{q}\in Q$ such that $p^\prime\leq p$ and $\langle p^\prime,\hat{q}\rangle\in G*H$ . By the definition of $G*H$ , $p^\prime\in G$ , and then since $G$ is closed $p\in G$ .

Conversely, suppose $p\in G$ . Then (since $H$ is non-trivial), $\langle p,\hat{q}\rangle\in G*H$ for some $\hat{q}$ , and therefore $p\in (G*H)_P$ .

$(G*H)_Q=H$

Assume that $G$ is generic in $P$ and $H$ is generic in $Q[G]$ .

Given any $q\in H$ , there is some $\hat{q}\in Q$ such that $\hat{q}[G]=q$ , and so there is some $p$ such that $\langle p,\hat{q}\rangle\in G*H$ , and therefore $\hat{q}[G]\in H$ .

On the other hand, if $q\in (G*H)_Q$ then there is some $\langle p,\hat{q}\rangle\in G*H$ , and therefore some $\hat{q}[G]\in H$ .




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See Also: equivalence of forcing notions


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Cross-references: forcing, dense in, project, dense subset, forces, closed, intersects, dense, remainder, inverses, equality, contains, universes, operations, functions, conversely, core, number, subset, generic, proof
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This is version 2 of proof that forcing notions are equivalent to their composition, born on 2002-08-01, modified 2005-12-07.
Object id is 3258, canonical name is ProofThatForcingNotionsAreEquivalentToTheirComposition.
Accessed 2653 times total.

Classification:
AMS MSC03E35 (Mathematical logic and foundations :: Set theory :: Consistency and independence results)
 03E40 (Mathematical logic and foundations :: Set theory :: Other aspects of forcing and Boolean-valued models)

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