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permutation model (Definition)

A permutation model is a model of the axioms of set theory in which there is a non trivial automorphism of the set theoretic universe. Such models are used to show the consistency of the negation of the Axiom of Choice (AC).

A typical construction of a permutation model is done here. By $ZF^-$ we denote the axioms of $ZF$ minus the axiom of foundation. In particular we allow sets $a$ such that $a = \{a\}$ which we will call atoms. Let $A$ be an infinite set of atoms.

Define $V_\alpha(A)$ by induction on $\alpha$ as follows:

$\displaystyle V_0(A)$ $\displaystyle = A$    
$\displaystyle V_{\alpha+1}(A)$ $\displaystyle = \mathcal{P}(V_\alpha)$    
$\displaystyle V_\alpha(A)$ $\displaystyle = \bigcup_{\gamma < \alpha}V_\gamma(A)$    for $ \alpha$ limit    

Finally define $V = \bigcup_{\alpha \in {ON}} V_\alpha(A)$ . Then we have $$ A = V_0(A) \subset V_1(A) \subset \cdots \subset V_\alpha(A) \cdots \subset V $$ For any $x \in V$ we can assign a rank, $$ \rank(x) = \text{ least } \alpha [ x \in V_{\alpha+1}(A)] $$ Let $G$ be the group of permutations of $A$ . For $\pi \in G$ we extend $\pi$ to a permutation of $V$ by induction on $\in$ by defining $$ \pi(x) = \{ \pi(y) : y \in x \} $$ and letting $\pi(\emptyset) = \emptyset$ . Then $G$ permutes $V$ and fixes the well founded sets $WF \subset V$ .
Lemma 1   For all $x,y \in V$ and any $\pi \in G$ . $$ x \in y \iff \pi(x) \in \pi(y) $$
That is, $\pi$ is an $\in$ -automorphism of $V$ . From this we can prove that $\pi(\{X,Y\}) = \{\pi(X), \pi(Y)\}$ and so
$\displaystyle \pi((X,Y))$ $\displaystyle = (\pi(X),\pi(Y))$    
$\displaystyle \pi((X,Y,Z))$ $\displaystyle = (\pi(X),\pi(Y),\pi(Z))$    

Also by induction on $\alpha$ it is easy to show that $$ \rank(x) = \rank(\pi(x)) $$ for all $x \in V$ .

Let $a_1,\cdots,a_n \in A$ and define $$ [ a_1, \cdots, a_n ] = \{\pi \in G : \pi(a_i) = a_i,\text{ for } i = 1, \cdots, n \} $$ Call a set $X \in V$ symmetric if there exists $a_1,\cdots,a_n \in A$ such that $\pi(X) = X$ for all $\pi \in [a_1, \cdots, a_n]$ . Define the class $HS \subset V$ of hereditarily symmetric sets $$ HS = \{x \in V : x \text{ is symmetric and } x \subset HS \} $$

Call a class $N$ transitive if $$ \forall x \in N [ x \subset N] $$ and call $N$ almost universal if (for sets S) $$ \forall S \subset N [ \exists Y \in N (S \subset Y) ] $$

$HS$ is transitive and almost universal.

To show that a class $N \models ZF^-$ is straightforward for most axioms of $ZF^-$ except for the axiom of Comprehension. To show $N$ is a model of Comprehension it suffices to show that $N$ is closed under Gödel Operations:

$\displaystyle G_1(X,Y)$ $\displaystyle = \{X,Y\}$    
$\displaystyle G_2(X,Y)$ $\displaystyle = X \setminus Y$    
$\displaystyle G_3(X,Y)$ $\displaystyle = X \times Y$    
$\displaystyle G_4(X)$ $\displaystyle =$   dom$\displaystyle (X)$    
$\displaystyle G_5(X)$ $\displaystyle = \ \in \!\cap X^2$    
$\displaystyle G_6(X)$ $\displaystyle = \{(a,b,c) : (b,c,a) \in X \}$    
$\displaystyle G_7(X)$ $\displaystyle = \{(a,b,c) : (c,b,a) \in X \}$    
$\displaystyle G_8(X)$ $\displaystyle = \{(a,b,c) : (a,c,b) \in X \}$    

Theorem 1 ($ZF$)   If $N$ is transitive, almost universal and closed under Gödel Operations, then $N \models ZF$ .

$HS$ is closed under Gödel operations and so $HS \models ZF^-$ . The class $HS$ is a permutation model. The set of atoms $A \in HS$ and furthermore:

Lemma 2   Let $f : \w \rightarrow A$ be a one to one function. Then $f \notin HS$ and so $A$ cannot be well ordered in $HS$ .

Which proves the theorem:

Theorem 2   $HS \models ZF^- + \neg AC$ .

which completes the proof that ${Con}(ZF^-) \implies {Con}(ZF^- + \neg AC)$ . In particular we have that $ZF^- \nproves AC$ .




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Also defines:  Gödel Operations
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Cross-references: proof, completes, theorem, function, closed under, axiom of comprehension, universal, transitive, symmetric sets, hereditarily, class, symmetric, fixes, permutations, group, rank, induction, infinite set, atoms, axiom of foundation, axiom of choice, negation, universe, automorphism, set theory, axioms
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This is version 10 of permutation model, born on 2004-10-28, modified 2007-05-29.
Object id is 6428, canonical name is PermutationModel.
Accessed 3368 times total.

Classification:
AMS MSC03E25 (Mathematical logic and foundations :: Set theory :: Axiom of choice and related propositions)

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