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proof of Banach-Tarski paradox
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(Proof)
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We deal with some technicalities first, mainly concering the properties of equi-decomposability. We can then prove the paradox in a clear and unencumbered line of argument: we show that, given two unit balls $U$ and $U'$ with arbitrary origin, $U$ and $U\cup U'$ are equi-decomposable, regardless whether $U$ and $U'$ are disjoint or not. The original proof can be found in [BT].
Proof. The only non-obvious part is transitivity. So let $A$ , $B$ , $C$ be sets such that $A$ and $B$ as well as $B$ and $C$ are equi-decomposable. Then there exist disjoint decompositions $A_1,\ldots A_n$ of $A$ and $B_1,\ldots B_n$ of $B$ such that $A_k$ and $B_k$ are congruent for $1\leq k\leq n$ . Furthermore, there exist disjoint decompositions $B_1',\ldots,B_m'$ of
$B$ and $C_1,\ldots C_m$ of $C$ such that $B_l'$ and $C_l$ are congruent for $1\leq l\leq m$ . Define \begin{equation*} B_{k,l}:=B_k\cap B_l'\text{ for }1\leq k\leq n, 1\leq l\leq m. \end{equation*}Now if $A_k$ and $B_k$ are congruent via some isometry $\theta\colon A_k\to B_k$ , we obtain a disjoint decomoposition of $A_k$ by setting $A_{k,l}:=\theta^{-1}(B_{k,l})$ . Likewise, if $B_l'$ and $C_l$ are congruent via some ismometry $\theta'\colon B_l'\to C_l$ , we obtain a disjoint
decomposition of $C_l$ by setting $C_{k,l}:=\theta'(B_{k,l})$ . Clearly, the $A_{k,l}$ and $C_{k,l}$ define a disjoint decomposition of $A$ and $C$ , respectively, into $nm$ parts. By transitivity of congruence, $A_{k,l}$ and $C_{k,l}$ are congruent for $1\leq k\leq n$ and $1\leq l\leq m$ . Therefore, $A$ and $C$ are equi-decomposable. 
Theorem 2 Given disjoint sets $A_1,,\ldots A_n$ , $B_1,\ldots B_n$ such that $A_k$ and $B_k$ are equi-decomposable for $1\leq k\leq n$ , their unions $A=\Bigcup_{k=1}^nA_k$ and $B=\Bigcup_{k=1}^nB_k$ are equi-decomposable as well.
Proof. By definition, there exists for every $k$ , $1\leq k\leq n$ an integer $l_k$ such that there are disjoint decompositions \begin{equation*} A_k=\Bigcup_{i=1}^{l_k}A_{k,i},\qquad B_k=\Bigcup_{i=1}^{l_k}B_{k,i} \end{equation*}such that $A_{k,i}$ and $B_{k,i}$ are congruent for $1\leq i\leq l_k$ . Rewriting $A$ and $B$ in the form \begin{equation*} A=\Bigcup_{k=1}^n\Bigcup_{i=1}^{l_k}A_{k,i},\qquad B=\Bigcup_{k=1}^n\Bigcup_{i=1}^{l_k}B_{k,i} \end{equation*}gives the result. 
Theorem 3 Let $A$ , $B$ , $C$ be sets such that $A$ and $B$ are equi-decomposable and $C\subsetneq A$ , then there exists $D\subsetneq B$ such that $C$ and $D$ are equi-decomposable.
Proof. Let $A_1,\ldots,A_n$ and $B_1,\ldots B_n$ be disjoint decompositions of $A$ and $B$ , respectively, such that $A_k$ and $B_k$ are congruent via an isometry $\theta_k\colon A_k\to B_k$ for all $1\leq k\leq n$ . Let $\theta\colon A\to B$ a map such that $\theta(x)=\theta_k(x)$ if $x\in A_k$ . Since the $A_k$ are disjoint, $\theta$ is well-defined everywhere. Furthermore, $\theta$ is obviously bijective. Now set $C_k:=C\cap A_k$ and define $D_k:=\theta_k(C_k)$ , so that $C_k$ and $D_k$ are congruent for $1\leq k\leq n$ , so the disjoint union $D:=D_1\cup\cdots\cup D_n$ and $C$ are equi-decomposable. By construction, $\theta(C)=D$ . Since $C$ is a proper subset of $A$ and $\theta$ is bijective, $D$ is a proper subset of $B$ . 
Theorem 4 Let $A$ , $B$ and $C$ be sets such that $A$ and $C$ are equi-decomposable and $A\subseteq B\subseteq C$ . Then $B$ and $C$ are equi-decomposable.
Proof. Let $A_1,\ldots,A_n$ and $C_1,\ldots C_n$ disjoint decompositions of $A$ and $C$ , respectively, such that $A_k$ and $C_k$ are congruent via an isometry $\theta_k$ for $1\leq k\leq n$ . Like in the proof of theorem 3, let $\theta\colon A\to C$ be the well-defined, bijective map such that $\theta(x)=\theta_k(x)$ if $x\in A_k$ . Now, for every $b\in B$ , let $\mc{C}(b)$ be the intersection of all sets $X\subseteq B$ satisfying -125-JG ,
- for all $x\in X$ , the preimage $\theta^{-1}(x)$ lies in $X$ ,
- for all $x\in X\cap A$ , the image $\theta(x)$ lies in $X$ .
Let $b_1,b_2\in B$ such that $\mc{C}(b_1)$ and $\mc{C}(b_2)$ are not disjoint. Then there is a $b\in\mc{C}(b_1)\cap\mc{C}(b_2)$ such that $b=\theta^r(b_1)=\theta^s(b_2)$ for suitable integers $s$ and $r$ . Given $b'\in\mc{C}(b_1)$ , we have $b'=\theta^t(b_1)=\theta^{t+s-r}(b_2)$ for a suitable integer $t$ , that is $b'\in\mc{C}(b_2)$ , so that $\mc{C}(b_1)\subseteq\mc{C}(b_2)$ . The reverse inclusion follows likewise, and we see that for arbitrary $b_1,b_2\in B$ either $\mc{C}(b_1)=\mc{C}(b_2)$ or $\mc{C}(b_1)$ and $\mc{C}(b_2)$ are disjoint. Now set \begin{equation*} D:=\{b\in B\mid\mc{C}(b)\subseteq A\}, \end{equation*}then obviously $D\subseteq A$ . If for $b\in B$ , $\mc{C}(b)$ consists of the sequence of elements $\ldots,\theta^{-1}(b),b,\theta(b),\ldots$ which is infinite in both directions, then $b\in D$ . If the sequence is infinite in only one direction, but the final element lies in $A$ , then $b\in D$ as well. Let $E:=\theta(D)$ and $F:=B\setminus D$ , then clearly $E\cup F\subseteq C$ .
Now let $c\in C$ . If $c\notin E$ , then $\theta^{-1}(c)\notin D$ , so $\mc{C}(\theta^{-1}(c))$ consists of a sequence $\ldots,\theta^{-2}(c),\theta^{-1}(c),\ldots$ which is infinite in only one direction and the final element does not lie in $A$ . Now $\theta^{-1}(c)\in\mc{C}(\theta^{-1}(c))$ , but since $\theta^{-1}(c)$ does lie in $A$ , it is not the final element. Therefore the subsequent element $c$ lies in $\mc{C}(\theta^{-1}(c))$ , in particular $c\in B$ and $\mc{C}(c)=\mc{C}(\theta^{-1}(c))\not\subseteq A$ , so $c\in B\setminus D=F$ . It follows that $C=E\cup
F$ , and furthermore $E$ and $F$ are disjoint.
It now follows similarly as in the preceding proofs that $D$ and $E=\theta(D)$ are equi-decomposable. By theorem 2, $B=D\cup F$ and $C=E\cup F$ are equi-decomposable. 
We may assume that the unit ball $U$ is centered at the origin, that is $U=\mbb{B}_3$ , while the other unit ball $U'$ has an arbitrary origin. Let $S$ be the surface of $U$ , that is, the unit sphere. By the Hausdorff paradox, there exists a disjoint decomposition \begin{equation*} S=B'\cup C'\cup D'\cup E' \end{equation*}such that $B'$ , $C'$ , $D'$ and $C'\cup D'$ are congruent, and $E'$ is countable. For $r>0$ and $A\subseteq\mbb{R}^3$ , let $rA$ be the set of all vectors of $A$ multiplied by $r$ . Set \begin{equation*} B:=\Bigcup_{0<r<1}rB',\quad C:=\Bigcup_{0<r<1}rC',\quad D:=\Bigcup_{0<r<1}rD',\quad E:=\Bigcup_{0<r<1}rE'. \end{equation*}These sets give a disjoint decomposition of the unit ball with the origin deleted, and obviously $B$ , $C$ , $D$ and $C\cup D$ are congruent (but $E$ is of course not countable). Set \begin{equation*} A_1:=B\cup
E\cup\{0\} \end{equation*}where $0$ is the origin. $B$ and $C\cup D$ are trivially equi-decomposable. Since $C$ and $B$ as well as $D$ and $C$ are congruent, $C\cup D$ and $B\cup C$ are equi-decomposable. Finally, $B$ and $C\cup D$ as well as $C$ and $B$ are congruent, so $B\cup C$ and $B\cup C\cup D$ are equi-decomposable. In total, $B$ and $B\cup C\cup D$ are equi-decomposable by theorem 1, so $A_1$ and $U$ are equi-decomposable by
theorem 2. Similarly, we conclude that $C$ , $D$ and $B\cup C\cup D$ are equi-decomposable.
Since $E'$ is only countable but there are uncountably many rotations of $S$ , there exists a rotation $\theta$ such that $\theta(E')\subsetneq B'\cup C'\cup D'$ , so $F:=\theta(E)$ is a proper subset of $B\cup C\cup D$ . Since $C$ and $B\cup C\cup D$ are equi-decomposable, there exists by theorem 3 a proper subset $G\subsetneq C$ such that $G$ and $F$ (and thus $E$ ) are equi-decomposable. Finally, let $p\in C\setminus G$ an arbitrary point and set \begin{equation*} A_2:=D\cup G\cup\{p\}, \end{equation*}a disjoint union by construction. Since $D$ and $B\cup C\cup D$ , $G$ and $E$ as well as $\{0\}$ and $\{p\}$ are equi-decomposable, $A_2$ and $U$ are equi-decomposable by theorem 2. $A_1$ and $A_2$ are disjoint (but $A_1\cup A_2\neq U$ !).
Now $U$ and $U'$ are congruent, so $U'$ and $A_2$ are equi-decomposable by theorem 1. If $U$ and $U'$ are disjoint, set $H:=A_2$ . Otherwise we may use theorem 3 and choose $H\subsetneq A_2$ such that $H$ and $U'\setminus U$ are equi-decomposable. By theorem 2, $A_1\cup H$ and $U\cup (U'\setminus U)=U\cup U'$ are equi-decomposable. Now we have \begin{equation*} A_1\cup H\subseteq U\subseteq U\cup U', \end{equation*}so by theorem , $U$ and $U\cup U'$ are equi-decomposable.
- BT
- ST. BANACH, A. TARSKI, Sur la décomposition des ensembles de points en parties respectivement congruentes, Fund. math. 6, 244-277, (1924).
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Cross-references: point, rotations, vectors, countable, Hausdorff paradox, unit sphere, surface, infinite, elements, sequence, inclusion, image, preimage, intersection, theorem, proper subset, disjoint union, bijective, well-defined, map, integer, unions, congruence, isometry, congruent, transitivity, Euclidean space, subsets, equivalence relation, proof, disjoint, equi-decomposable, origin, unit balls, argument, line, clear, paradox, properties
This is version 3 of proof of Banach-Tarski paradox, born on 2005-05-28, modified 2005-05-29.
Object id is 7123, canonical name is ProofofBanachTarskiParadox.
Accessed 3167 times total.
Classification:
| AMS MSC: | 03E25 (Mathematical logic and foundations :: Set theory :: Axiom of choice and related propositions) | | | 51M25 (Geometry :: Real and complex geometry :: Length, area and volume) |
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Pending Errata and Addenda
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